Trust, Security & Compliance
Start with the entity, activities, countries and applicable obligations. DORA has specific requirements for entities within its scope, while GDPR governs relevant personal-data processing. Map standards to those duties and retain evidence of implementation; a certificate is not a substitute for regulatory assessment.
🔐 Information Security
Use ISO/IEC 27001 to define an information-security management system and address risks within its scope. Certification does not mean that breaches cannot occur.
🌿 Sustainable Finance
ISO 32210 provides guidance on applying sustainability principles to financing activities. It is not an ESG reporting certificate or proof that an investment meets every disclosure requirement.
⚖️ Risk & Compliance
ISO 31000 offers risk-management guidance; ISO 37301 sets requirements for a compliance management system. Select the document for the task and distinguish guidance from certifiable requirements.
Essential Standards for Finance & Insurance
These references address different subjects. Confirm the edition and scope, then identify which legal or operational requirement each is intended to support.
| Standard | Title / Scope | Key Benefit |
|---|---|---|
| ISO/IEC 27001 | Information-security management | Requirements for a defined information-security management system. |
| ISO 22301 | Business-continuity management | Planning, exercising and improving continuity arrangements. |
| ISO 32210 | Sustainable-finance guidance | Sustainability principles for financing activities. |
| ISO 31000 | Risk-management guidance | Guidance, not a certifiable management-system specification. |
| ISO 37001 | Anti-bribery management | A system addressing bribery risks, not all fraud or financial crime. |
| ISO 20022 | Financial-message methodology | Message models and definitions; implementation rules and testing remain necessary. |
Strategic Advantages of Compliance
Use standards alongside legal analysis, risk assessments and operational evidence:
- Regulatory mapping: Identify obligations separately and document which controls and evidence support each one. An information-security certificate alone is not proof of GDPR or DORA compliance.
- Bribery risk: Use ISO 37001 for anti-bribery controls. It does not replace anti-money-laundering duties or a wider fraud-risk programme.
- Continuity: Define critical activities, recovery priorities and test scenarios. ISO 22301 supports a management system; it does not guarantee uninterrupted service.
- Messaging: Confirm counterparties' implementation guidelines, data quality, message versions and successful tests before relying on interoperability.
📥 Access Official Financial Standards
Browse the financial-services catalogue on Genorma. Check the document scope, edition, language and licence before buying; purchasing a standard does not confer regulatory approval.
For management-system implementation, gap assessment or internal auditing, request ISO consultant or auditor support. State the entity, standard, scope, countries and deliverables. Independent certification and regulatory advice are distinct services; an introduction does not guarantee approval or provider availability.
Frequently Asked Questions
Is ISO 27001 mandatory for banks?
Neither GDPR nor DORA makes an ISO/IEC 27001 certificate a universal substitute for its requirements. DORA addresses matters including ICT risk management, incidents, testing and ICT third parties, subject to scope and proportionality. Verify supervisory, national and contractual requirements for the entity. GDPR Article 42 also makes clear that even certification under its own mechanism does not remove controller or processor responsibility.
What is ISO 20022?
ISO 20022 defines a framework and methodology for financial message development. The message repository and community-specific implementation rules matter as well as the standard. Agree message versions, usage rules and testing with counterparties; adopting the name alone does not ensure interoperability. The Registration Authority states there is no official ISO 20022 certification authority.
How do standards help with ESG reporting?
ISO 32210 provides sustainability guidance for financing activities. ISO 14064-1 addresses organisational greenhouse-gas inventories. Neither automatically verifies a report, covers every ESG disclosure duty or prevents a misleading claim. Establish the reporting boundary, applicable rules, data quality and any required independent assurance.
Explore Standards for Other Industries
Navigate to other key sectors to find relevant European and International standards.